 Goldman to pay $22 million to settle "huddles" case
 12.04.2012 19:51  12 wyświetleń  0 komentarzy
Tags: New York, York, Ward, Goldman Sachs, Sachs, Goldman, Store, Commission, Financial, Street, Wall Street, WASHINGTON
 WASHINGTON (Reuters) - Goldman Sachs agreed to pay $22 million to settle civil charges stemming from weekly "huddles" in which the bank encouraged its stock research analysts to share trading ideas with firm traders who then passed tips to a select group of top clients. The U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority said on Thursday the Wall Street bank didn't have adequate policies and procedures to make sure non-public information wasn't passed on from its analysts. ...
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| Goldman Sachs paying $22M to settle charges
12.04.2012 19:27 11 wyświetleń 0 komentarzy
Tags: Goldman Sachs, Sachs, Goldman
Goldman Sachs has agreed to pay $22 million to settle regulatory charges that its analysts shared confidential research with favored clients. Czytaj więcej »
| Exclusive: Restructuring firm AlixPartners for sale: sources
12.04.2012 18:30 10 wyświetleń 0 komentarzy
Tags: Goldman Sachs, Sachs, Goldman, Bank, Group, America, Representatives
NEW YORK (Reuters) - Private equity firm Hellman & Friedman is exploring a sale of AlixPartners in a deal that could value the restructuring advisory firm at more than $1 billion, according to four people familiar with the matter. Efforts to sell AlixPartners are at an advanced stage and a deal is expected in the near future, the people said. Goldman Sachs Group and Bank of America Merrill Lynch are advising on the process, they said. Representatives for Hellman & Friedman, AlixPartners, Goldman Sachs and Bank of America Merrill Lynch declined to comment. ... Czytaj więcej »
| Exclusive: SEC, Goldman to settle research case for $22 million: sources
12.04.2012 3:38 3 wyświetleń 0 komentarzy
Tags: New York, York, Goldman Sachs, Sachs, Goldman, Store, WASHINGTON
 WASHINGTON (Reuters) - U.S. securities regulators are preparing to announce that Goldman Sachs will pay $22 million to settle allegations the bank did not have adequate policies to prevent research from being passed inappropriately to preferred clients, people familiar with the matter said on Wednesday. The Securities and Exchange Commission's case against Goldman is expected to be similar to one that the bank settled last year with Massachusetts securities regulators, several sources told Reuters. ...
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